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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Joseph A. Cantafio
December 30, 2004

PrimeX, Prime Securities Exchange, Inc.
Cary Edwin Grant

December 30, 2004

Christian Dream Builders Financial Planning, Inc.
Kenneth D. Bivens

December 28, 2004

Premium One Solutions
December 21, 2004

Siemens Financial
a/k/a Siemens Financial Services

December 21, 2004

Westminister Financial Services, Inc.
a/k/a Westminister Finance, Inc.

December 21, 2004

Estate Management Services, Inc.
a/k/a EMS
Daniel George Petrilli

December 17, 2004

Boggie Hanczarukharlow
December 16, 2004

SCO Securities, LLC
December 13, 2004

Tom Vabakos
December 10, 2004

Octagon Financial Services, Inc.
December 9, 2008

Bankers & Investors Company
December 8, 2008

Cash Now
a/k/a Cash Now, Inc.
a/k/a WWW.CashNow.CA
WWW.CashNowPlus.Com

December 7, 2004

William T. Mukai
December 6, 2004

Tom Vabakos
December 3, 2004

Tom Vabakos
December 3, 2004

James E. Easton
December 2, 2004

James S. Huh
December 1, 2004

Janney Montgomery Scott LLC
December 1, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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