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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Bruce E. Carlson
April 29, 2004

Keith J. Andrews
April 29, 2004

Rochelle a/k/a Shellie G. Cohen
April 28, 2004

E.K. Riley Investments, LLC
April 22, 2004

Euro Resource Group
April 22, 2004

Starmax Entertainment
April 22, 2004

Zoom Technologies
April 21, 2004

Combined Resource Systems
April 20, 2004

Davis Financial Group
April 20, 2004

Dunmac Financial Associates
A/K/A ADR Marketing
April 20, 2004

Lewis Dean McBride
April 19, 2004

Ronald Provart
J & R Financial Group, Inc.
April 16, 2004

Timothy D. Skelly
April 16, 2004

E Street Access
April 14, 2004

Richard M. Melendez
April 14, 2004

H & R Block Financial Advisors, Inc.
April 12, 2004

Barry F. Cassese
April 12. 2004

Equity Financial Management Services, Inc.
April 12, 2004

J.P. Morgan Securities, Inc.
April 8, 2004

J.P. Morgan Securities, Inc.
April 8, 2004

J.P. Morgan Securities, Inc.
April 8, 2004

E.K. Riley Investments, LLC
April 7, 2004

Kurt A. Johnson
April 7, 2004

Salvatore Clark
April 7, 2004

William Bruce, Jr.
April 7, 2004

Bradley E. Kirk
April 5, 2004

James W. Jonen
April 5, 2004

Robert C. Tollefson
April 5, 2004

Timothy D. Skelly
April 5, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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