Securities

CONSUMER INFORMATION

Other Resources

The following sites can provide you with other additional information and resources concerning investment advisers and investment adviser representatives.

Certified Financial Planner Board of Standards
http://www.cfp.net/

Financial Planning Association
http://www.fpanet.org/

Investment Adviser Registration Depository (IARD)
http://www.iard.com/

Investor Protection Trust
http://www.investorprotection.org/

North American Securities Administrators Association (NASAA)
http://www.nasaa.org/

Securities and Exchange Commission (SEC)
http://www.sec.gov/

http://www.sec.gov/divisions/investment/iaregulation/memoia.htm

DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.